Gerald RosenfeldCRD Number: 873341
Current Firm: J.p. Morgan Securities LLC
Gerald Rosenfeld (CRD# 873341) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Clemente, CA and has over 36 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Asset Planning, Inc.
The Tarbox Group, Inc.
|J.p. Morgan Securities LLC||San Clemente, CA||Oct 2012 - Current||4|
|Chase Investment Services Corp||Huntington Beach, CA||Feb 2010 - Oct 2012||2|
|Unemployed||Laguna Niguel, CA||Jul 2009 - Feb 2010||< 1|
|Chase Investment Services Corp.||Irvine, CA||May 2009 - Jun 2009||< 1|
|Wm Financial Services, Inc.||Irvine, CA||Jan 1998 - May 2009||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1979|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV