Gerald Rosenfeld, financial advisor San Clemente CA
93 score

Gerald Rosenfeld

CRD Number: 873341
Current Firm: J.p. Morgan Securities LLC

Gerald Rosenfeld (CRD# 873341) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Clemente, CA and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC San Clemente, CA Oct 2012 - Current 4
Chase Investment Services Corp Huntington Beach, CA Feb 2010 - Oct 2012 2
Unemployed Laguna Niguel, CA Jul 2009 - Feb 2010 < 1
Chase Investment Services Corp. Irvine, CA May 2009 - Jun 2009 < 1
Wm Financial Services, Inc. Irvine, CA Jan 1998 - May 2009 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1979
Contact Info for Gerald H. Rosenfeld
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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