John Faustino, financial advisor San Diego CA
83 score

John Faustino

CRD Number: 3113089
Current Firm: Waddell & Reed

John Faustino (CRD# 3113089) is an Investment Advisor Representative working at Waddell & Reed in San Diego, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Kiwanis Club Of Poway Poway, CA Dec 2012 - Current 4
John Burnham Insurance San Diego, CA Nov 2011 - Current 5
Various Insurance Carriers For W&r Insurance Agencies San Diego, CA Dec 2009 - Current 7
Waddell & Reed, Inc. San Diego, CA Dec 2009 - Current 7
Allianz Life Ins Co Of North America San Diego, CA Nov 2009 - Aug 2011 1
Lincoln Benefit Life Co San Diego, CA Jul 2009 - Aug 2011 2
Workplace Grp-ernst & Young LLP San Diego, CA Nov 2008 - Oct 2009 < 1
Ing Financial/capricorn Financial Poway, CA Jul 2008 - Jan 2009 < 1
Centaurus Financial Poway, CA Jun 2006 - Jul 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Jan 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John F. Faustino
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • VA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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