Marilyn AllenCRD Number: 1784429
Current Firm: Independent Financial Group, LLC
Marilyn Allen (CRD# 1784429) is an Investment Advisor Representative working at Independent Financial Group, LLC in San Diego, CA and has over 30 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Independent Financial Group||Mt Pleasant, SC||Jul 2019 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Charleston, MD||May 2011 - Jul 2019||8|
|Bank Of America, N.a.||Charleston, SC||May 2011 - Jul 2019||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1992|
|S65||NASAA Investment Advisors Law Examination||Dec 1995|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management6,647MILLIONS
Total Number of Accounts20,980ACCOUNTS
Average Account Value$316,813
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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