Raymond LuciaCRD Number: 4504365
Current Firm: Lucia Capital Group
Raymond Lucia (CRD# 4504365) is an Investment Advisor Representative working at Lucia Capital Group in San Diego, CA and has over 15 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|Rjl Capital Management, LLC||San Diego, CA||Jul 2011 - Current||5|
|Rjl Wealth Management, LLC||San Diego, CA||Apr 2010 - Current||7|
|Lucia Securities, LLC||San Diego, CA||Dec 2006 - Current||10|
|Raymond Lucia Jr.||San Diego, CA||Jun 2000 - Current||17|
|First Allied Securities, Inc.||San Diego, CA||Nov 2007 - Nov 2011||4|
|Raymond J. Lucia Companies, Inc.||San Diego, CA||Nov 2002 - Oct 2010||7|
|Securities America, Inc.||San Diego, CA||Aug 2002 - Nov 2007||5|
|Helix Trading, LLC||San Diego, CA||Oct 2006 - Dec 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2003|
|S65||NASAA Investment Advisors Law Examination||Sep 2001|
Total Assets Under Management499MILLIONS
Total Number of Accounts3,719ACCOUNTS
Average Account Value$134,057
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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