Ronald EngelCRD Number: 1268381
Current Firm: Principal Securities, Inc.
Ronald Engel (CRD# 1268381) is an Investment Advisor Representative working at Principal Securities, Inc. in San Jose, CA and has over 24 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Malloy, Imrie & Vasconi Insurance Services LLC||San Jose, CA||Mar 2014 - Current||3|
|Princor Financial Services Corporation||San Jose, CA||Apr 1984 - Current||32|
|Principal Life Insurance Company||San Jose, CA||Aug 1982 - Current||34|
|Engel Insurance Services||St Helena, CA||Jan 1980 - Oct 2014||34|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV