Michael Gold (CRD# 2130027) is an Investment Advisor Representative working at Principal Securities, Inc. in San Rafael, CA and has over 31 years of experience in the finance industry.
CRD# 5204248
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4332415
J.p. Morgan Securities LLC
CRD# 2222281
Rbc Capital Markets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Securities Inc. | San Rafael, CA | Mar 2016 - Current | 8 |
| Gold Financial & Insurance Services | San Rafael, CA | Jan 2001 - Current | 23 |
| Princor Financial Services Corporation | San Francisco, CA | Dec 1992 - Mar 2016 | 23 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1993 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1998 |
- CA
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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