Noelle Oh, financial advisor Santa Barbara CA
90 score

Noelle Oh

CRD Number: 6037458
Current Firm: Ubs Financial Services Inc.

Noelle Oh (CRD# 6037458) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Santa Barbara, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Santa Barbara, CA Jan 2014 - Current 2
Wells Fargo Advisors, LLC Montecito, CA Mar 2012 - Jan 2014 1
Tmac Santa Barbara, CA Aug 2011 - Mar 2012 < 1
Mason Law Group Santa Barbara, CA May 2011 - Aug 2011 < 1
Usc Saas Los Angeles, CA Aug 2009 - May 2011 1
Full Time Student Los Angeles, CA Aug 2007 - Aug 2009 2
Wealth By Design Fort Wayne, IN Jan 2007 - Aug 2007 < 1
Unemployed Fort Wayne, IN Feb 1989 - Jan 2007 17
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Noelle A. Oh
Phone Number: 201-352-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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