Troy Hammond (CRD# 2254232) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Santa Barbara, CA and has over 31 years of experience in the finance industry. Troy Hammond has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
Company Name | Location | Dates | Years |
---|---|---|---|
Pfg Securites LLC | Santa Barbara, CA | Mar 2017 - Current | 7 |
Pensionmark Financial Group, LLC | Santa Barbara, CA | May 2015 - Current | 8 |
Captrust Financial Advisors | Raleigh, NC | May 2015 - Current | 8 |
Pensionmark Retirement Group | Santa Barbara, CA | Aug 2013 - Current | 10 |
Pensionmark Wealth Management | Santa Barbara, CA | May 2013 - Current | 10 |
Lpl Financial, LLC | Santa Barbara, CA | Nov 2010 - May 2015 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1992 |
S65 | NASAA Investment Advisors Law Examination | Feb 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management37,760MILLIONS
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Total Number of Accounts11,973ACCOUNTS
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Average Account Value$3,153,743
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for pooled investment vehicles (other than investment companies)
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- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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