Tyler PowellCRD Number: 5397439
Current Firm: Stifel, Nicolaus & Company, Incorporated
Tyler Powell (CRD# 5397439) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Santa Barbara, CA and has over 9 years of experience in the finance industry.
Montecito Investment Strategies
Haven Capital Group
Independent Financial Partners
|Stifel Nicolaus & Co Inc.||Santa Barbara, CA||Aug 2014 - Current||2|
|Wells Fargo Advisors LLC||Santa Barbara, CA||May 2009 - Aug 2014||5|
|Wachovia Securities, LLC||Santa Barbara, CA||Jan 2008 - May 2009||1|
|A.g. Edwards||Santa Barbara, CA||Aug 2007 - Jan 2008||< 1|
|Powell Electric, Inc.||Carpinteria, CA||Sep 2006 - Jul 2007||< 1|
|University Of California, Santa Barbara||Santa Barbara, CA||Aug 2005 - Jun 2007||1|
|Water Polo Official||Santa Barbara, CA||Feb 2002 - Feb 2007||5|
|College Works Painting||Carpinteria, CA||Feb 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
- Regulatory Event
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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