Mathew Spencer (CRD# 6397158) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 8 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Saratoga Research And Investment Management | Saratoga, CA | Apr 2019 - Current | 5 |
| Jmp Securities LLC | San Francisco, CA | Sep 2014 - Mar 2019 | 4 |
| Marketo | San Mateo, CA | Sep 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2015 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2019 |
- CA
-
Total Assets Under Management2,740MILLIONS
-
Total Number of Accounts3,207ACCOUNTS
-
Average Account Value$854,437
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other
AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV
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