Daniel Capote, financial advisor Scottsdale AZ

Daniel Capote

CRD Number: 2755025
Current Firm: Mml Investors Services, LLC

Daniel Capote (CRD# 2755025) is an Investment Advisor Representative working at Mml Investors Services, LLC in Scottsdale, AZ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Phoenix, AZ Apr 2019 - Current 3
Massmutual Greater Phoenix Scottsdale, AZ Feb 2019 - Current 4
Mutual Of Omaha Insurance Company Phoenix, AZ Mar 2018 - Feb 2019 < 1
Mutual Of Omaha Investor Services Phoenix, AZ Mar 2018 - Feb 2019 < 1
Bankers Trust Phoenix, AZ Oct 2015 - Mar 2018 2
J.p. Morgan Securities LLC Phoenix, AZ Oct 2012 - Oct 2015 3
Jpmorgan Chase Bank Na Phoenix, AZ Nov 2010 - Oct 2015 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2018
S63 Uniform Securities State Law Examination Apr 2019
Contact Info for Daniel A. Capote
Phone Number: (413)737-8400
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    62,946
    MILLIONS
  • Total Number of Accounts
    287,089
    ACCOUNTS
  • Average Account Value
    $219,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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