Judith GrahamCRD Number: 1163521
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Judith Graham (CRD# 1163521) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scranton, PA and has over 11 years of experience in the finance industry.
Northeastern Financial Consultants, Inc.
Ameriprise Financial Services, Inc.
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Scranton, PA||Mar 2015 - Current||2|
|Janney Montgomery Scott LLC||Moosic, PA||Mar 2009 - Mar 2015||6|
|Citigroup Global Markets Inc.||Moosic, PA||Feb 2006 - Mar 2009||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2006|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)