Alexander Ainsley, financial advisor Seattle WA

Alexander Ainsley

CRD Number: 6871716
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alexander Ainsley (CRD# 6871716) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Seattle, WA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Seattle, WA May 2018 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle, WA Apr 2018 - Current 6
Mml Investors Services Bellevue, WA Nov 2017 - Apr 2018 < 1
Massmutual Life Insurance Company Bellevue, WA Sep 2017 - Apr 2018 < 1
Meyler Legal, Pllc Seattle, WA Feb 2017 - Sep 2017 < 1
Schlemlein Goetz Fick & Scruggs Seattle, WA Jan 2015 - Feb 2017 2
Pacific Crest Construction Lynnwood, WA May 2014 - Jan 2015 < 1
Unemployed Edmonds, WA May 2014 - Sep 2014 < 1
Maxey Law Offices Spokane, WA May 2013 - May 2014 1
Gonzaga School Of Law Spokane, WA Aug 2011 - May 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2017
S65 NASAA Investment Advisors Law Examination Jan 2018
Contact Info for Alexander L. Ainsley
Phone Number: 800-637-7455
Firm Website: http://www.mymerrill.com
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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