Suzanne Youles, financial advisor Seattle WA
76 score

Suzanne Youles

CRD Number: 1190950
Current Firm: E*trade Capital Management, LLC

Suzanne Youles (CRD# 1190950) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Seattle, WA and has over 13 years of experience in the finance industry. Suzanne Youles has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
E*trade Securities LLC Seattle, WA Nov 2012 - Current 4
E*trade Capital Management LLC Seattle, WA Nov 2012 - Current 4
Unemployed Las Vegas, NV Apr 2012 - Nov 2012 < 1
Foothill Securities Inc. Las Vegas, NV Feb 2012 - Apr 2012 < 1
Capital Insight Partners, LLC Las Vegas, NV Feb 2012 - Mar 2012 < 1
Girard Securities, Inc. Las Vegas, NV Jan 2009 - Feb 2012 3
United Capital Financial Advisers, LLC Las Vegas, NV Nov 2008 - Feb 2012 3
Mcm Financial, Inc. Las Vegas, NV Aug 2001 - Dec 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S65 NASAA Investment Advisors Law Examination Dec 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Civil Judgement
Get Details on the FINRA Advisor Check site
Contact Info for Suzanne P. Youles
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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