Rosette Randel, financial advisor Seneca KS

Rosette Randel

CRD Number: 2701181
Current Firm: Lpl Financial LLC

Rosette Randel (CRD# 2701181) is an Investment Advisor Representative working at Lpl Financial LLC in Seneca, KS and has over 28 years of experience in the finance industry.

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Invisor
Company Name Location Dates Years
Lpl Financial, LLC Seneca, KS Jul 2021 - Current 2
Nemaha Central Ffa Alumni And Supporters Seneca, KS Feb 2020 - Current 4
Troy V And/or Rosette M Randel Seneca, KS Jun 2009 - Current 14
Various Insurance Carriers Seneca, KS Mar 1996 - Jul 2021 25
Waddell & Reed, Inc. Seneca, KS Jan 1996 - Jul 2021 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1996
Contact Info for Rosette M. Randel
Phone Number: 704-733-3300
Registered State(s):
  • KS
  • LA
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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