Andrew Watkins (CRD# 1139486) is an Investment Advisor Representative working at Lpl Financial LLC in Sequim, WA and has over 40 years of experience in the finance industry. Andrew Watkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1360876
Edward Jones
CRD# 6657665
Edward Jones
CRD# 3260282
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Sequim, WA | Nov 2018 - Current | 5 |
| Summit Brokerage Services Inc. | Sequim, WA | Jun 2015 - Nov 2018 | 3 |
| Summit Financial Group Inc. | Sequim, WA | Jun 2015 - Nov 2018 | 3 |
| Sii Investments | Sequim, WA | Feb 2009 - Jun 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1983 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- WA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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