Brian Johnson, financial advisor Shenandoah IA
93 score

Brian Johnson

CRD Number: 1249100
Current Firm: Cetera Advisor Networks LLC

Brian Johnson (CRD# 1249100) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Shenandoah, IA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jan 2014 - Current 2
Broker Dealer Financial Services Corp. Shenandoah, IA Jul 2007 - Dec 2013 6
Bank Iowa Investment Center Shenandoah, IA Jul 2007 - Dec 2013 6
Citigroup Global Markets Inc. Santa Rosa, CA May 2007 - Jul 2007 < 1
Citicorp Investment Services Santa Rosa, CA Sep 2005 - Jul 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1992
S65 NASAA Investment Advisors Law Examination Nov 2005
Contact Info for Brian L. Johnson
Phone Number: 310-326-3100
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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