David PowersCRD Number: 6648972
Current Firm: Stifel, Nicolaus & Company, Incorporated
David Powers (CRD# 6648972) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Skaneateles, NY and has over 2 years of experience in the finance industry.
Cadaret Grant & Co Inc.
Rbc Capital Markets, LLC
Ubs Financial Services Inc.
|Stifel Nicolaus & Co Inc.||Skaneateles, NY||Nov 2018 - Current||3|
|Legg Mason LLC||Baltimore, MD||Apr 2018 - Nov 2018||< 1|
|Legg Mason LLC||Baltimore, MD||Jun 2016 - Nov 2018||2|
|Legg Mason LLC||Baltimore, MD||Jun 2014 - Jun 2016||2|
|Legg Mason LLC||Baltimore, MD||Mar 2011 - Jun 2014||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2018|
Total Assets Under Management117,820MILLIONS
Total Number of Accounts279,563ACCOUNTS
Average Account Value$421,444
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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