Alexander Caubet
CRD Number: 7607231Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Alexander Caubet (CRD# 7607231) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Skokie, IL and has 1 year of experience in the finance industry.
CRD# 5569194
Amplify Investments LLC
CRD# 5751555
J.p. Morgan Securities LLC
CRD# 1955854
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Auburn, WA | Aug 2022 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Auburn, WA | Jun 2022 - Current | 1 |
| Bank Of America | Austin, TX | Sep 2020 - Jun 2022 | 1 |
| Unemployed | Boulder, CO | Mar 2020 - Sep 2020 | < 1 |
| Extended Travel | Phuket, | Jan 2020 - Mar 2020 | < 1 |
| Unemployed | Newtown, PA | Nov 2019 - Jan 2020 | < 1 |
| Us Bank | Boulder, CO | May 2018 - Oct 2019 | 1 |
| University Of Colorado Boulder | Boulder, CO | May 2014 - May 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2022 |
- IL
- TX
- WA
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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