Nicholas Warner
CRD Number: 7054007Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nicholas Warner (CRD# 7054007) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Slidell, LA and has over 3 years of experience in the finance industry.
CRD# 5662176
Deane Retirement Strategies, Inc.
CRD# 1451905
Newedge Advisors
CRD# 2754864
Deane Retirement Strategies, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Mandeville, LA | Dec 2020 - Current | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville, LA | Sep 2020 - Current | 3 |
| Jpmorgan Chase Bank N.a. | Mandeville, LA | Dec 2018 - Sep 2020 | 1 |
| Jpmorgan Securities LLC | Mandeville, LA | Dec 2018 - Sep 2020 | 1 |
| Dew Spa, L.l.c | Slidell, LA | Apr 2020 - Jun 2020 | < 1 |
| Dew Spa Iii, LLC | New Orleans, LA | Apr 2020 - Jun 2020 | < 1 |
| Dew Spa Ii LLC | Baton Rouge, LA | Apr 2020 - Jun 2020 | < 1 |
| Tropical Pool Services And Renovations | Mandeville, LA | Jun 2016 - Nov 2018 | 2 |
| Browngreer, Plc | New Orleans, LA | Aug 2012 - Jun 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2020 |
- LA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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