Owen TuckerCRD Number: 1391055
Current Firm: Royal Alliance Associates, Inc.
Owen Tucker (CRD# 1391055) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in South Jordan, UT and has over 31 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Dental Select/security Life||Salt Lake City, UT||May 2000 - Current||16|
|Royal Alliance Associates, Inc.||South Jordan, UT||Jun 1996 - Current||20|
|Intermountain Health Care||Salt Lake City, UT||May 1993 - Current||23|
|Lincoln Benefit Life||Lincoln, NE||Nov 1989 - Current||27|
|Blue Cross/blue Shield||Salt Lake City, UT||Jun 1985 - Current||31|
|Southland Life||Atlanata, GA||Jun 1985 - Current||31|
|Tucker Financial Services, Inc.||South Jordan, UT||Jan 1980 - Current||37|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1985|
|S66||NASAA Uniform Combined State Law Examination||Jun 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV