Christopher Beale, financial advisor South Meriden CT
96 score

Christopher Beale

CRD Number: 1219495
Current Firm: New England Capital Financial Advisors LLC

Christopher Beale (CRD# 1219495) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in South Meriden, CT and has over 30 years of experience in the finance industry. Christopher Beale has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Jan 2013 - Current 3
New England Capital Financial Advisors LLC South Meriden, CT Jan 2003 - Current 13
Harvest Capital LLC South Meriden, CT Jan 2004 - Dec 2012 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1986
S65 NASAA Investment Advisors Law Examination Nov 1992
Contact Info for Christopher W. Beale
Phone Number: 203-935-0265
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    211
    MILLIONS
  • Total Number of Accounts
    1,896
    ACCOUNTS
  • Average Account Value
    $111,061
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

CT, FL, LA, MA, NC, NH, NY, RI, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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