Daniel Lariccia
CRD Number: 5973523Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Daniel Lariccia (CRD# 5973523) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Southbury, CT and has over 12 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
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Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Danbury, CT | Dec 2022 - Current | 1 |
| Bank Of America N.a. | Danbury, CT | Dec 2022 - Current | 1 |
| Northwestern Mutual | Norwalk, CT | Oct 2022 - Dec 2022 | < 1 |
| Polestar Westport | Westport, CT | Dec 2021 - Oct 2022 | < 1 |
| Bmw Of Ridgefield | Ridgefield, CT | Sep 2020 - Dec 2021 | 1 |
| Volvo Westport | Westport, CT | Dec 2019 - Aug 2020 | < 1 |
| Miller Motorcars | Westport, CT | Aug 2019 - Nov 2019 | < 1 |
| Audi Greenwich | Greenwich, CT | Apr 2019 - Jul 2019 | < 1 |
| Audi Danbury | Danbury, CT | Sep 2017 - Apr 2019 | 1 |
| Danbury Auto Group | Danbury, CT | Jun 2017 - Sep 2017 | < 1 |
| Valenti Audi | Watertown, CT | Jan 2017 - Jun 2017 | < 1 |
| Western Ct Federal Credit Union | Bethel, CT | Jan 2016 - Dec 2016 | < 1 |
| Wells Fargo | Danbury, CT | Aug 2013 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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