Thomas FullmanCRD Number: 5343776
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Thomas Fullman (CRD# 5343776) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Southbury, CT and has over 8 years of experience in the finance industry.
Barron Financial Group, LLP
Springboard Asset Management LLC
Halsey Associates Inc.
|Merrill Lynch, Pierce, Fenner & Smith||Southbury, CT||Jul 2013 - Current||3|
|Southport Station Financial Management||Southport, CT||Feb 2012 - Jul 2013||1|
|Fairfield County Bank||Ridgefield, CT||Nov 2011 - Feb 2012||< 1|
|Unemployed||Stratford, CT||Feb 2011 - Nov 2011||< 1|
|Prudential Annuities Distributors||Shelton, CT||Nov 2007 - Jan 2011||3|
|Prudential||Shelton, CT||Apr 2006 - Jan 2011||4|
|American Skandia Marketing, Inc.||Shelton, CT||Apr 2007 - Nov 2007||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 2012|
|S63||Uniform Securities State Law Examination||May 2008|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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