Stephanie Hays, financial advisor Southlake TX
93 score

Stephanie Hays

CRD Number: 5373856
Current Firm: Principal Securities, Inc.

Stephanie Hays (CRD# 5373856) is an Investment Advisor Representative working at Principal Securities, Inc. in Southlake, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Company Mansfield, TX Jun 2011 - Current 5
Princor Financial Services Corporation Mansfield, TX Jun 2011 - Current 5
Lincoln Investment Of Planning, Inc. Irving`, TX May 2008 - May 2011 3
Creating And Managing Wealth, LLC Irving, TX Apr 2008 - May 2011 3
University Of Tx Arlington, TX Sep 2005 - May 2009 3
Las Colinas Country Club Irving, TX May 2007 - May 2008 1
Creating And Managing Wealth, LLC Irving, TX Jul 2007 - Apr 2008 < 1
The Ticket Dallas, TX Jul 2006 - Aug 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2009
Contact Info for Stephanie E. Hays
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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