Diane Chamberlain, financial advisor Spearfish SD

Diane Chamberlain

CRD Number: 3171907
Current Firm: Waddell & Reed
Compensation Model: Both
Diane Chamberlain (CRD# 3171907) is an Investment Advisor Representative working at Waddell & Reed in Spearfish, SD and has over 17 years of experience in the finance industry.
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Company Name Location Dates Years
Various Insurance Carriers For W & R Insurance Agencies Spearfish, SD Jul 1999 - Current 21
Waddell & Reed, Inc. Spearfish, SD Jan 1999 - Current 22
Chamberlain Farms Vermillion, SD Dec 1990 - Aug 2014 23
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 1999
Contact Info for Diane M. Chamberlain
Phone Number: 913-236-2000
Registered State(s):
  • AK
  • CA
  • ID
  • KS
  • MO
  • MT
  • NV
  • ND
  • OH
  • TX
  • UT
  • WA
  • WI
  • SD
  • CO
  • MI
  • MN
By the Numbers
  • Total Assets Under Management
    26,947
    MILLIONS
  • Total Number of Accounts
    180,314
    ACCOUNTS
  • Average Account Value
    $149,446
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
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Data verified by both the advisor and the public regulatory data.

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