Thomas Koppinger, financial advisor Springfield MO

Thomas Koppinger

CRD Number: 1625342
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Koppinger (CRD# 1625342) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Springfield, MO and has over 30 years of experience in the finance industry.

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Pension Consultants Inc.
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood, KS Dec 2019 - Current 1
Unemployed Rockville Centre, NY Aug 2019 - Dec 2019 < 1
Jpmorgan Chase Bank New York, NY Jun 2014 - Aug 2019 5
J.p. Morgan Securities LLC New York, NY Apr 2014 - Aug 2019 5
Citigroup Ny, NY Nov 2009 - Mar 2014 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1991
S65 NASAA Investment Advisors Law Examination Feb 2020
Contact Info for Thomas J. Koppinger
Phone Number: 800-637-7455
Registered State(s):
  • KS
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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