Troy Harkey, financial advisor Stanley NC
93 score

Troy Harkey

CRD Number: 1923514
Current Firm: Century Securities Associates Inc.

Troy Harkey (CRD# 1923514) is an Investment Advisor Representative working at Century Securities Associates Inc. in Stanley, NC and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Century Securities Associates, Inc. Charlotte, NC Jan 1999 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1989
S65 NASAA Investment Advisors Law Examination Nov 2001
Contact Info for Troy B. Harkey
Phone Number: 314-342-4051
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    393
    MILLIONS
  • Total Number of Accounts
    1,513
    ACCOUNTS
  • Average Account Value
    $259,558
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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