Christopher Dubos (CRD# 5723029) is an Investment Advisor Representative working at Principal Securities, Inc. in Stevens Point, WI and has over 14 years of experience in the finance industry.
CRD# 6862114
Thrivent Investment Management Inc.
CRD# 2315435
Thrivent Investment Management Inc.
CRD# 4290200
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Robertson Ryan & Associates | Stevens Point, WI | Dec 2023 - Current | < 1 |
| Principal Securities Inc. | Stevens Point, WI | Jan 2021 - Current | 3 |
| Principal Life Insurance Co | Stevens Point, WI | Jan 2021 - Current | 3 |
| Packerland Brokerage Services | Green Bay, WI | Apr 2019 - Jan 2021 | 1 |
| Robertson Ryan & Associates | Stevens Point, WI | Dec 2017 - Jan 2021 | 3 |
| Moreton Capital Markets | Salt Lake City, UT | Sep 2017 - Mar 2018 | < 1 |
| Shasta Industries | Phoenix, AZ | Dec 2015 - Nov 2017 | 1 |
| Fixed Income Capital Partners LLC | Wheaton, IL | Sep 2014 - Sep 2015 | 1 |
| Performance Trust Investment Advisors, LLC | Chicago, IL | Feb 2012 - Jun 2014 | 2 |
| Performance Trust Capital Partners, LLC | Chicago, IL | Oct 2009 - Jun 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2010 |
- WI
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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