Brendan Cornies
CRD Number: 7015451Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Brendan Cornies (CRD# 7015451) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Stockton, CA and has over 4 years of experience in the finance industry.
CRD# 5567930
Avantax Advisory Services
CRD# 4839551
Valic Financial Advisors, Inc.
CRD# 4282201
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Elk Grove, CA | Jun 2020 - Current | 3 |
| Bank Of America, N.a. | Elk Grove, CA | Jun 2020 - Current | 3 |
| Not Employed | Stockton, CA | Feb 2020 - May 2020 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stockton, CA | Jun 2019 - Jan 2020 | < 1 |
| Bank Of America, N. A. | Stockton, CA | Jun 2019 - Jan 2020 | < 1 |
| Greycliff Advisory Group | New York, NY | Mar 2019 - May 2019 | < 1 |
| Nylife Securities, LLC | New York, NY | Dec 2018 - Mar 2019 | < 1 |
| New York Life Insurance Company | New York, NY | Sep 2018 - Mar 2019 | < 1 |
| Unemployed | Brooklyn, NY | May 2018 - Aug 2018 | < 1 |
| Erie Shores Golf And Country Club | Leamington, | Apr 2008 - Jun 2018 | 10 |
| Brooklyn College | Brooklyn, NY | May 2016 - May 2018 | 2 |
| Acklands Grainger | Leamington, | Jun 2017 - Aug 2017 | < 1 |
| New York Life Insurance Company | New York, NY | Jun 2016 - Aug 2016 | < 1 |
| St. Francis College | Brooklyn, NY | Sep 2012 - May 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2020 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2020 |
- CA
- NY
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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