Christopher Mallon (CRD# 5212531) is an Investment Advisor Representative working at Lpl Financial LLC in Sturbridge, MA and has over 16 years of experience in the finance industry.
CRD# 2931681
Lpl Financial LLC
CRD# 4385290
Lpl Financial LLC
CRD# 4441672
Bolton Global Asset Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Sturbridge, MA | Aug 2019 - Current | 4 |
| Cornerstone Bank (ssb Investments) | Sturbridge Ma, MA | Jul 2019 - Current | 4 |
| Advisor Acquisitions | Sturbridge, MA | Apr 2019 - Jul 2019 | < 1 |
| Dynamic Wealth Advisors | Phoenix, AZ | Sep 2018 - Apr 2019 | < 1 |
| Advisor Acquisitions | Sturbridge, MA | Mar 2017 - Sep 2018 | 1 |
| Nuveen Asset Management | Chicago, IL | Jun 2014 - Mar 2017 | 2 |
| Nuveen Investments | Chicago, IL | Jun 2014 - Mar 2017 | 2 |
| Putnam Inv./putnam Retail Management | Andover, MA | Oct 2005 - Jun 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2008 |
| S63 | Uniform Securities State Law Examination | Oct 2023 |
- MA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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