John James (CRD# 728475) is an Investment Advisor Representative working at Lpl Financial LLC in Sugar Land, TX and has over 43 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 4928336
Worthen Financial Advisors
CRD# 6877256
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Sugar Land, TX | May 2022 - Current | 2 |
| Independent Financial Group, LLC | Sugar Land, TX | Apr 2022 - May 2022 | < 1 |
| Raymond James & Associates, Inc. | Sugar Land, TX | Aug 2014 - Apr 2022 | 7 |
| Wells Fargo Advisors LLC | Sugar Land, TX | May 2009 - Aug 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1981 |
- TX
-
Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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