Richard Alexander
CRD Number: 2995006Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Richard Alexander (CRD# 2995006) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Sun City West, AZ and has over 26 years of experience in the finance industry.
CRD# 5338348
Primerica Advisors
CRD# 6741281
Charles Schwab & Company, Inc.
CRD# 5739535
Schwab Wealth Advisory, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sun City West, AZ | Jan 2020 - Current | 4 |
| Bank Of America, N.a. | Sun City West, AZ | Jan 2020 - Current | 4 |
| Unemployed | Phoenix, AZ | Sep 2019 - Jan 2020 | < 1 |
| Lexington Law Firm | Phoenix, AZ | Jan 2016 - Sep 2019 | 3 |
| S.a.f.e. Management | Glendale, AZ | Nov 2015 - Jul 2019 | 3 |
| Progrexion | Phoenix, AZ | May 2014 - Dec 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1998 |
| S66 | NASAA Uniform Combined State Law Examination | May 2021 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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