Jason Chau (CRD# 7679064) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Encino, CA and has 1 year of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America N.a. | Sylmar, CA | Feb 2023 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sylmar, CA | Dec 2022 - Current | 1 |
Imperial Health Holdings | Pasadena, CA | Sep 2021 - Nov 2022 | 1 |
Appleone | Pasadena, CA | Jun 2021 - Sep 2021 | < 1 |
Ubereats | San Gabriel, CA | Apr 2021 - Jun 2021 | < 1 |
Institute For The Redesign Of Learning | Pasadena, CA | Dec 2020 - Feb 2021 | < 1 |
Superior Life Support | Pasadena, CA | Jan 2021 - Jan 2021 | < 1 |
Unemployed | San Gabriel, CA | Jun 2020 - Nov 2020 | < 1 |
California State University Dominguez Hills | Carson, CA | Aug 2018 - May 2020 | 1 |
San Gabriel Police Department | San Gabriel, CA | Mar 2015 - Dec 2018 | 3 |
Rio Hondo College | Whittier, CA | Aug 2015 - May 2018 | 2 |
The Sakura | Rosemead, CA | Apr 2016 - Jul 2016 | < 1 |
Los Angeles Sheriff's Explorer Academy | Los Angeles, CA | Sep 2015 - Jan 2016 | < 1 |
Gabrielino High School | San Gabriel, CA | Jan 2015 - Jun 2015 | < 1 |
Gabrielino High School | San Gabriel, CA | Aug 2011 - Jun 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2023 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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