Nicholas Wallace (CRD# 6942762) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Surprise, AZ and has over 5 years of experience in the finance industry.
CRD# 6344169
Mathis Wealth Management
CRD# 2843482
Independent Financial Group, LLC
CRD# 2405716
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Phoenix, AZ | Apr 2018 - Current | 6 |
| Center At Arrowhead | Glendale, AZ | Jun 2017 - Mar 2018 | < 1 |
| Az Dept Of Public Safety | Phoenix, AZ | Aug 2016 - May 2017 | < 1 |
| Sante Of N. Scottsdale | Scottsdale, AZ | Sep 2015 - Dec 2016 | 1 |
| Wal-mart Distribution Center | Buckeye, AZ | Aug 2014 - Apr 2016 | 1 |
| Sante Of Mesa | Mesa, AZ | Aug 2012 - Aug 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2019 |
- AZ
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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