Lawrence Roemer (CRD# 4401905) is an Investment Advisor Representative working at Lpl Financial LLC in Suwanee, GA and has over 11 years of experience in the finance industry. Lawrence Roemer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Buford, GA | Feb 2018 - Current | 6 |
| Rfs Company LLC | Lawrenceville, GA | Jun 2015 - Current | 8 |
| National Life Group | Lawrenceville, GA | Sep 2013 - Current | 10 |
| Alliance Group | Lawrenceville, GA | Jun 2015 - Sep 2018 | 3 |
| Living Benefits Solutions | Lawrenceville, GA | Jun 2015 - Sep 2018 | 3 |
| Invest Financial Corporation | Tampa, FL | Jul 2017 - Feb 2018 | < 1 |
| Equity Services Inc. | Montpelier, VT | Apr 2017 - May 2017 | < 1 |
| Signator Investors, Inc. | Lawrenceville, GA | May 2016 - Dec 2016 | < 1 |
| Transamerica Financial Advisors, Inc. | Lawrenceville, GA | Dec 2007 - May 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2013 |
- GA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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