Nicholas Boccio, financial advisor Syosset NY

Nicholas Boccio

CRD Number: 3167185
Current Firm: Mml Investors Services, LLC

Nicholas Boccio (CRD# 3167185) is an Investment Advisor Representative working at Mml Investors Services, LLC in Syosset, NY and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Syosset, NY Sep 2023 - Current < 1
Massmutual Life Insurance Company Syosset, NY Aug 2023 - Current < 1
1555 Operating Group, LLC New York, NY Sep 2019 - Current 4
Project Initiatve Group, LLC New York, NY Dec 2014 - Current 9
T3 Trading Group, LLC New York, NY Apr 2020 - Aug 2023 3
133 Mulberry Operating Corp Inc. New York, NY Jan 2019 - Dec 2022 3
Aunt Jakes New York, NY Oct 2017 - Dec 2022 5
Harvard University Cambridge, MA Aug 2020 - May 2022 1
47w 8th Street Operating Group Inc. New York, NY May 2012 - Jun 2021 9
13th Street Entertainment LLC New York, NY Dec 2007 - Aug 2015 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2001
S66 NASAA Uniform Combined State Law Examination Oct 2023
Contact Info for Nicholas A. Boccio
Phone Number: (413)737-8400
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    72,828
    MILLIONS
  • Total Number of Accounts
    351,645
    ACCOUNTS
  • Average Account Value
    $207,106
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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