Robert Rosenberg (CRD# 6813129) is an Investment Advisor Representative working at Mml Investors Services, LLC in Syosset, NY and has over 5 years of experience in the finance industry. Robert Rosenberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 811927
Cetera Advisor Networks LLC
CRD# 5473273
American Portfolios Advisors, Inc.
CRD# 1483428
Abbington Investment Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services, LLC | Syosett, NY | Oct 2018 - Current | 4 |
| Mass Mutual Life Insurance Co | Syosset, NY | Sep 2018 - Current | 4 |
| Northwestern Mutual Wealth Management Company | Garden City, NY | Nov 2017 - Sep 2018 | < 1 |
| Northwestern Mutual Life Insurance Company | Garden City, NY | Sep 2017 - Sep 2018 | 1 |
| Northwestern Mutual Investment Services LLC | Garden City, NY | Sep 2017 - Sep 2018 | 1 |
| Police Athletic League | Woodmere, NY | Nov 2017 - Feb 2018 | < 1 |
| New York Life | New York, NY | Jun 2017 - Aug 2017 | < 1 |
| Wesleyan University | Middletown, CT | Jun 2013 - Jun 2017 | 4 |
| Wafra Investment Advisory Group | New York, NY | Jun 2016 - Aug 2016 | < 1 |
| Wafra Investment Advisory Group | New York, NY | Jun 2015 - Aug 2015 | < 1 |
| Keating Moving And Storage | Woodbury, NY | Jun 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management58,787MILLIONS
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Total Number of Accounts326,297ACCOUNTS
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Average Account Value$180,164
- A percentage of assets under your management
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