James Currier (CRD# 6494738) is an Investment Advisor Representative working at Lpl Financial LLC in Syracuse, NY and has over 7 years of experience in the finance industry.
CRD# 3238878
Ameriprise Financial Services, LLC
CRD# 5091095
Ameriprise Financial Services, LLC
CRD# 6121933
Rialto Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Syracuse, NY | Jan 2024 - Current | < 1 |
| Massmutual Life Insurance Company | Latham, NY | Aug 2021 - Jan 2024 | 2 |
| Affinity Bst Advisors, LLC | Albany, NY | Jul 2021 - Jan 2024 | 2 |
| Goldman Sachs & Company LLC | Cohoes, NY | Jan 2021 - Jul 2021 | < 1 |
| The Ayco Company, L.p./mercer Allied | Latham, NY | Aug 2017 - Jan 2021 | 3 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Oct 2016 - Jun 2017 | < 1 |
| Lincoln Financial Advisors Corporation | Syracuse, NY | May 2015 - Oct 2016 | 1 |
| Ithaca College | Ithaca, NY | Aug 2011 - May 2015 | 3 |
| New York Business Development Corp | Albany, NY | May 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2017 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2024 |
- NY
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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