John Arnold, financial advisor Tacoma WA
90 score

John Arnold

CRD Number: 5918539
Current Firm: Ameriprise Financial Services, Inc.

John Arnold (CRD# 5918539) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Tacoma, WA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Tacoma, WA Sep 2015 - Current 1
Edward Jones St Louis, MO Feb 2015 - Sep 2015 < 1
Eagle Strategies LLC Tacoma, WA Mar 2014 - Feb 2015 < 1
Nylife Securities LLC Tacoma, WA Mar 2014 - Feb 2015 < 1
New York Life Insurance Company Tacoma, WA Feb 2014 - Feb 2015 1
Mass Mutual Life Insurance Co Seattle, WA Feb 2013 - Feb 2014 1
Mml Investors Services LLC Seattle, WA Feb 2013 - Feb 2014 1
Edward Jones Tacoma, WA Jul 2012 - Mar 2013 < 1
Unemployed Federal Way, WA May 2012 - Jun 2012 < 1
Morgan Stanley Smith Barney Federal Way, WA Apr 2011 - Apr 2012 1
Unemployed Federal Way, WA Oct 2010 - Apr 2011 < 1
Northern Pacific Food Federal Way, WA Mar 2008 - Sep 2010 2
Our Country House Federal Way, WA Jan 1995 - Dec 2008 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for John R. Arnold
Phone Number: 612-671-3131
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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