Warren ChildCRD Number: 1100265
Current Firm: Ubs Financial Services Inc.
Warren Child (CRD# 1100265) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Tacoma, WA and has over 33 years of experience in the finance industry.
Byrne & Company Wealth Management, LLC
Northern Lights Advisors, Inc.
Kutscher Rhodes & Benner, Inc.
|Ubs Financial Services Inc.||Tacoma, WA||Jun 2011 - Current||5|
|Morgan Stanley Smith Barney||Olympia, WA||Jun 2009 - Jun 2011||2|
|Morgan Stanley & Company, Incorporated||Olympia, WA||Apr 2007 - Jun 2009||2|
|Dean Witter Reynolds Inc.||Olympia, WA||Apr 1997 - Apr 2007||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1983|
|S65||NASAA Investment Advisors Law Examination||Jan 2002|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV