Sammy SmithCRD Number: 1982209
Current Firm: Waddell & Reed
Sammy Smith (CRD# 1982209) is an Investment Advisor Representative working at Waddell & Reed in Tallahassee, FL and has over 27 years of experience in the finance industry. Sammy Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
Lpl Financial LLC
Next Financial Group, Inc.
|Real Estate Rental Properties||Albany, GA||Oct 2014 - Current||2|
|Union Baptist Church||Albany, GA||Apr 2013 - Current||4|
|Smith's Daycare||Albany, GA||Oct 2000 - Current||16|
|Various Insurance Carriers For W&r Insurance Agencies||Albany, GA||Oct 1989 - Current||27|
|Waddell & Reed, Inc.||Tallahassee, GA||Aug 1989 - Current||27|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1989|
|S65||NASAA Investment Advisors Law Examination||Feb 1997|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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