Sammy Smith, financial advisor Tallahassee FL
96 score

Sammy Smith

CRD Number: 1982209
Current Firm: Waddell & Reed

Sammy Smith (CRD# 1982209) is an Investment Advisor Representative working at Waddell & Reed in Tallahassee, FL and has over 27 years of experience in the finance industry. Sammy Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Real Estate Rental Properties Albany, GA Oct 2014 - Current 2
Union Baptist Church Albany, GA Apr 2013 - Current 3
Smith's Daycare Albany, GA Oct 2000 - Current 16
Various Insurance Carriers For W&r Insurance Agencies Albany, GA Oct 1989 - Current 27
Waddell & Reed, Inc. Tallahassee, GA Aug 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S65 NASAA Investment Advisors Law Examination Feb 1997
Contact Info for Sammy L. Smith
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • AL
  • NC
  • SC
  • FL
  • GA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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