Caleb AugusttCRD Number: 6698460
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Caleb Augustt (CRD# 6698460) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tampa, FL and has over 2 years of experience in the finance industry.
Commonwealth Financial Network
Financial Guidance Group, Inc.
Econologics Financial Advisors
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Tampa, FL||Sep 2016 - Current||5|
|Citi||Tampa, FL||Jun 2015 - Jul 2016||1|
|University Of Tampa Office Of Information Security||Tampa, FL||Aug 2014 - May 2015||< 1|
|University Of Tampa||Tampa, FL||Jan 2012 - May 2015||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2019|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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