David PotterCRD Number: 2991638
Current Firm: Platinum Wealth Partners
David Potter (CRD# 2991638) is an Investment Advisor Representative working at Platinum Wealth Partners in Tampa, FL and has over 19 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Calton & Associates, Inc.||Tampa, FL||Nov 2017 - Current||< 1|
|Platinum Wealth Partners, Inc.||Tampa, FL||Jan 2003 - Current||15|
|Lasalle St. Securities, LLC||Tampa, FL||Mar 2010 - May 2013||3|
|Royal Alliance Associates||Tampa, FL||Sep 2006 - Mar 2010||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
- Regulatory Event
Total Assets Under Management524MILLIONS
Total Number of Accounts2,400ACCOUNTS
Average Account Value$218,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses