Kelly SimmsCRD Number: 6314976
Current Firm: Usaa Financial Planning Services
Kelly Simms (CRD# 6314976) is an Investment Advisor Representative working at Usaa Financial Planning Services in Tampa, FL and has over 3 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Beachbody LLC||Santa Monica, CA||Jul 2015 - Current||2|
|Usaa Financial Planning Services||Tampa, FL||May 2014 - Current||3|
|Usaa Financial Advisors Inc.||Tampa, FL||Mar 2014 - Current||3|
|Get A Grip Total Fitness||Lutz, FL||Jan 2013 - Current||4|
|Usaa Federal Savings Bank||Tampa, FL||Mar 2013 - May 2014||1|
|T-mobile||Tampa, FL||Jul 1998 - Mar 2013||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2014|
|S65||NASAA Investment Advisors Law Examination||Sep 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV