Robert TannenbaumCRD Number: 5507943
Current Firm: Ubs Financial Services Inc.
Robert Tannenbaum (CRD# 5507943) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Tampa, FL and has over 9 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Ubs Financial Services Inc.||Tampa, FL||Aug 2016 - Current||1|
|Bank Of America, N.a.||Tampa, FL||Jul 2010 - Aug 2016||6|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Tampa, FL||Apr 2010 - Aug 2016||6|
|Morgan Stanley Smith Barney||Tampa, FL||Mar 2008 - Apr 2010||2|
|Retired||Tampa, FL||Jan 2006 - Mar 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Total Assets Under Management391,710MILLIONS
Total Number of Accounts885,967ACCOUNTS
Average Account Value$442,127
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV