Seth Okun, financial advisor Tampa FL
80 score

Seth Okun

CRD Number: 6174707
Current Firm: Charles Schwab & Company, Inc.

Seth Okun (CRD# 6174707) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Tampa, FL and has over 3 years of experience in the finance industry. Seth Okun has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Jmso Group, LLC Tampa, FL Apr 2015 - Current 1
Charles Schwab & Company, Inc. Tampa, FL Apr 2014 - Current 2
Lincoln Investment Lutz, FL Jul 2013 - Jan 2014 < 1
Morgan Stanley Tampa, FL Mar 2013 - Jul 2013 < 1
J&m Trading, Inc. Tampa, FL Jul 2007 - Mar 2013 5
Ankle & Foot Center Of Tampa Bay Pa Tampa, FL Jul 1984 - Jul 2007 23
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Seth J. Okun
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
80

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