Seth OkunCRD Number: 6174707
Current Firm: Charles Schwab & Company, Inc.
Seth Okun (CRD# 6174707) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Tampa, FL and has over 4 years of experience in the finance industry. Seth Okun has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Jmso Group, LLC||Tampa, FL||Apr 2015 - Current||2|
|Charles Schwab & Company, Inc.||Tampa, FL||Apr 2014 - Current||3|
|Lincoln Investment||Lutz, FL||Jul 2013 - Jan 2014||< 1|
|Morgan Stanley||Tampa, FL||Mar 2013 - Jul 2013||< 1|
|J&m Trading, Inc.||Tampa, FL||Jul 2007 - Mar 2013||5|
|Ankle & Foot Center Of Tampa Bay Pa||Tampa, FL||Jul 1984 - Jul 2007||23|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY