Thomas WagnerCRD Number: 2004545
Current Firm: Ubs Financial Services Inc.
Thomas Wagner (CRD# 2004545) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Tampa, FL and has over 8 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Ubs Financial Services Inc.||Tampa, FL||Aug 2013 - Current||3|
|Credit Suisse Securities (usa) LLC||Tampa, FL||Apr 2011 - Aug 2013||2|
|Northern Trust Securities, Inc.||Belairre Bluffs, FL||Feb 2008 - Apr 2011||3|
|Northern Trust Bank||Bellaire Bluffs, FL||Jun 2007 - Apr 2011||3|
|Cornerstone Trading, LLC||Chicago, IL||Jan 2007 - Jun 2007||< 1|
|Earl Of Indy, LLC||Carmel, IN||Dec 2005 - Dec 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV