Wilfried VogelCRD Number: 1065014
Current Firm: J. W. Cole Advisors, Inc.
Wilfried Vogel (CRD# 1065014) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Tampa, FL and has over 21 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|J.w. Cole Financial, Inc.||Tampa, FL||Mar 2009 - Current||8|
|Jonathan Roberts Advisory Group, Inc.||Tampa, FL||Mar 2009 - Current||8|
|Wil Vogel & Associates LLC||Aurora, CO||Nov 1981 - Current||35|
|Investment Advisors International, Inc.||Duluth, GA||Jun 2008 - Mar 2009||< 1|
|World Group Securities||Centennial, CO||Apr 2002 - Mar 2009||6|
|Wfg||Centennial, CO||Jun 2001 - Mar 2009||7|
|Innergy Lending LLC||Lakewood, CO||Oct 2005 - Jun 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1996|
|S65||NASAA Investment Advisors Law Examination||Jun 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,250MILLIONS
Total Number of Accounts6,832ACCOUNTS
Average Account Value$182,954
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)