Kathleen PigottCRD Number: 5532849
Current Firm: Securian Financial Services, Inc.
Kathleen Pigott (CRD# 5532849) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Toledo, OH and has over 9 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Securian Financial Services Inc.||St Paul, MN||Dec 2013 - Current||4|
|Financial Design Group||Toledo, OH||Dec 2013 - Current||4|
|Minnesota Life Insurance Co||St Paul, MN||Dec 2013 - Current||4|
|Securian Financial Services Inc.||St Paul, MN||Nov 2013 - Dec 2013||< 1|
|Financial Design Group||Toledo, OH||Nov 2013 - Dec 2013||< 1|
|Northwestern Mutual Investment Services, LLC||Toledo, OH||Apr 2011 - Dec 2013||2|
|Northwestern Mutual Investment Services, LLC||Toledo, OH||Aug 2008 - Dec 2013||5|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||May 2008 - Dec 2013||5|
|Unemployed||Sylvania, OH||Aug 1998 - May 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2008|
|S66||NASAA Uniform Combined State Law Examination||Apr 2011|
Total Assets Under Management6,627MILLIONS
Total Number of Accounts29,442ACCOUNTS
Average Account Value$225,095
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV